Guernsey Protection of Investors Law & Collective Investment Scheme Rules
Licensing and conduct for investment business and the rules for authorised and registered schemes.
- Applies in
- Guernsey
- Edition
- POI Law 2020
- Area
- Investment & funds
What an assessor reads first.
The headline requirements in Amoreg’s catalogue, in the issuer’s own numbering where it has one. They are where a review starts, not a transcription of the text.
- LICLicence conditions and notificationsAuthorisation
- CISScheme rules: principal documents, valuation, pricingFunds
- DESDesignated administrator and custodian dutiesFunds
- REPReporting to the CommissionReporting
How Amoreg keeps you on it.
Enable the Guernsey Protection of Investors Law & Collective Investment Scheme Rules and the Monitor suggests GFSC as a source. Every publication it records keeps its source, stage and date.
Inspector reads your policies against these 4 requirements every week and opens a finding wherever one falls short, citing the rule and drafting the fix. A person decides what is applied.
Each week
- Read gfsc.gg/news
- Check the library against 4 requirements
- Open findings with drafted fixes
- Wait for a person to decide
Policy does not yet set out: licence conditions and notifications
- Rule
- Guernsey Protection of Investors Law & Collective Investment Scheme Rules, LIC
- Area
- Authorisation
- Proposed by
- Inspector
- Decided by
- A named person, once reviewed
The same ground, elsewhere.
- AIFMD (as amended by AIFMD II)Authorisation, delegation, liquidity management, loan origination and reporting for alternative investment fund managers.European Union · 6 controls
- UCITS DirectiveRetail fund product rules: eligible assets, diversification, depositary, KIID/KID and remuneration.European Union · 5 controls
- EMIR — European Market Infrastructure RegulationClearing, reporting and risk mitigation for derivatives.European Union · 3 controls
- SFDR — Sustainable Finance Disclosure RegulationEntity and product-level sustainability disclosures for financial market participants.European Union · 5 controls
- MiCA — Markets in Crypto-Assets RegulationAuthorisation and conduct for crypto-asset service providers and issuers.European Union · 4 controls
- JFSC Codes of Practice for Certified Funds and Fund Services BusinessCodes for Jersey certified funds and the businesses that service them.Jersey · 4 controls
Also in Guernsey
- GFSC Handbook on Countering Financial Crime (AML/CFT/CPF)The Bailiwick's AML/CFT/CPF rules and guidance for financial services businesses and prescribed businesses, issued under the Criminal Justice (Proceeds of Crime) regulations.Guernsey · 8 controls
- Data Protection (Bailiwick of Guernsey) Law, 2017The Bailiwick's GDPR-equivalent law, with EU adequacy.Guernsey · 9 controls
- GFSC Cyber Security Rules and GuidanceBoard-owned cyber security based on the NIST functions, for all licensees.Guernsey · 5 controls
- GFSC Finance Sector Code of Corporate GovernancePrinciples for the boards of all Guernsey licensees, with an annual confirmation of compliance.Guernsey · 5 controls
- GFSC Fiduciary Rules and GuidanceConduct, client asset, record keeping and resourcing rules for fiduciary licensees.Guernsey · 5 controls
- Guernsey Beneficial Ownership RegimeResident agent duties to identify and register beneficial owners of Guernsey legal persons.Guernsey · 3 controls
Questions
Does Amoreg watch for changes to the Guernsey Protection of Investors Law & Collective Investment Scheme Rules?
Yes. Enable it and the Monitor suggests Guernsey Financial Services Commission as a source; every publication it records keeps its source, stage and date.
Can Amoreg check our policies against the Guernsey Protection of Investors Law & Collective Investment Scheme Rules?
Yes. Inspector reads your library against its requirements every week and opens a finding, with the rule it cites and a proposed fix, wherever a policy falls short. A person decides what is applied.
Which edition does Amoreg use?
The catalogue records POI Law 2020. Editions were last verified in August 2026, and the Monitor records new publications as they appear.