Every rulebook a regulated firm answers to.
145 regimes, from the Bailiwick’s financial crime handbook to DORA and ISO 27001. Who issues each one, where it binds, the edition Amoreg reads, and the requirements an assessor checks first.
- Regimes
- 145
- Headline controls
- 897
- Jurisdictions
- 19 and global standards
- Regulator sources watched
- 21
All 145 regimes
Financial crime (AML/CFT/CPF)
- FATF Recommendations8 controls
- Wolfsberg Group Standards4 controls
- GFSC Handbook on Countering Financial Crime (AML/CFT/CPF)8 controls
- JFSC AML/CFT/CPF Handbook8 controls
- Isle of Man AML/CFT Code 20198 controls
- Cayman Islands Anti-Money Laundering Regulations8 controls
- BVI Anti-Money Laundering Regulations & Code of Practice8 controls
- Bermuda Proceeds of Crime (AML/ATF) Regulations8 controls
- UK Money Laundering Regulations 20178 controls
- JMLSG Guidance6 controls
- Proceeds of Crime Act 2002 (Part 7)4 controls
- UK Sanctions Regime (SAMLA 2018 / OFSI)5 controls
- EU Anti-Money Laundering Directives (4AMLD–6AMLD)6 controls
- EU AML Regulation (single rulebook)8 controls
- Luxembourg AML Law of 12 November 2004 & CSSF Regulation 12-026 controls
- Ireland Criminal Justice (Money Laundering and Terrorist Financing) Act 20108 controls
- Malta FIAU Implementing Procedures8 controls
- Swiss Anti-Money Laundering Act & FINMA AMLO8 controls
- Mauritius FIAMLA & FSC AML/CFT Handbook8 controls
- DFSA AML Module (DIFC)8 controls
- ADGM FSRA AML Rulebook8 controls
- UAE Federal AML/CFT Law8 controls
- MAS AML/CFT Notices (626 / SFA04-N02)8 controls
- Hong Kong AMLO (Cap. 615) & SFC AML Guideline8 controls
- Australia AML/CTF Act 20068 controls
- US Bank Secrecy Act / FinCEN AML Program6 controls
- OFAC Sanctions Compliance Program5 controls
- Legal Sector Affinity Group AML Guidance5 controls
- CCAB AML Guidance for the Accountancy Sector5 controls
- RBI (Commercial Banks – Know Your Customer) Directions, 20258 controls
- Prevention of Money-laundering Act, 2002 & PML (Maintenance of Records) Rules, 20058 controls
- IRDAI Master Guidelines on AML/CFT, 20228 controls
- IFSCA (AML, CFT and KYC) Guidelines, 20228 controls
Anti-bribery, fraud & corporate crime
- UK Bribery Act 20106 controls
- ECCTA 2023 — Failure to Prevent Fraud6 controls
- Criminal Finances Act 2017 — Failure to Prevent Facilitation of Tax Evasion6 controls
- US Foreign Corrupt Practices Act4 controls
- ISO 37001 — Anti-bribery management systems6 controls
- ISO 37301 — Compliance management systems6 controls
- Modern Slavery Act 2015 — s.54 Transparency in Supply Chains4 controls
Data protection & privacy
- EU General Data Protection Regulation9 controls
- UK GDPR & Data Protection Act 20189 controls
- Data Protection (Bailiwick of Guernsey) Law, 20179 controls
- Data Protection (Jersey) Law 20189 controls
- Isle of Man GDPR & LED Implementing Regulations 20189 controls
- Cayman Islands Data Protection Act6 controls
- DIFC Data Protection Law No. 5 of 20209 controls
- Singapore Personal Data Protection Act 20125 controls
- GLBA Safeguards Rule5 controls
- ISO/IEC 27701 — Privacy information management5 controls
- SEC Regulation S-ID (Identity Theft Red Flags)7 controls
- California Consumer Privacy Act (CCPA/CPRA)9 controls
- India Digital Personal Data Protection Act, 2023 & DPDP Rules, 20258 controls
Information security
- ISO/IEC 27001 — Information security management9 controls
- ISO/IEC 27017 & 27018 — Cloud security and PII in the cloud4 controls
- SOC 2 — Trust Services Criteria8 controls
- SOC 1 / ISAE 3402 — Controls at a service organization4 controls
- NIST Cybersecurity Framework 2.06 controls
- CIS Critical Security Controls8 controls
- PCI DSS — Payment Card Industry Data Security Standard6 controls
- Cyber Essentials5 controls
- NYDFS Cybersecurity Regulation (23 NYCRR 500)6 controls
- ISO/IEC 42001 — AI management systems5 controls
- EU Artificial Intelligence Act6 controls
Operational resilience & ICT
- DORA — Digital Operational Resilience Act8 controls
- NIS2 Directive4 controls
- UK Operational Resilience (FCA SYSC 15A / PRA SS1/21)5 controls
- UK Outsourcing & Third-Party Risk (SYSC 8 / PRA SS2/21)5 controls
- CSSF Circular 20/750 — ICT and security risk management5 controls
- CSSF Circular 22/806 — Outsourcing arrangements5 controls
- Central Bank of Ireland — Operational Resilience & Outsourcing Guidance4 controls
- MAS Technology Risk Management Guidelines5 controls
- ISO 22301 — Business continuity management5 controls
- GFSC Cyber Security Rules and Guidance5 controls
- SEBI Cybersecurity and Cyber Resilience Framework (CSCRF)8 controls
- RBI (Commercial Banks – Cybersecurity, Technology: Risk, Resilience and Assurance Framework) Directions, 20268 controls
- RBI (Commercial Banks – Managing Risks in Outsourcing) Directions, 20258 controls
- IRDAI Information and Cyber Security Guidelines, 20268 controls
Conduct & prudential
- Senior Managers & Certification Regime5 controls
- FCA Consumer Duty6 controls
- FCA Handbook — SYSC (Senior Management Arrangements, Systems and Controls)6 controls
- FCA Handbook — COBS (Conduct of Business)6 controls
- MiFID II / MiFIR6 controls
- PRA Rulebook — Fundamental Rules6 controls
- SRA Standards and Regulations8 controls
- Central Bank of Ireland — Individual Accountability Framework & SEAR4 controls
- FINRA Rules for Broker-Dealers9 controls
- SEC Regulation Best Interest & Form CRS7 controls
- SEC Broker-Dealer Financial Responsibility & Customer Protection8 controls
- SEC & FINRA Trading, Best Execution & Market Access8 controls
- US Margin, Securities-Based Lending & Securities Lending7 controls
- Brokerage Cash Sweep & FDIC Deposit Insurance7 controls
- SEBI (Intermediaries) Regulations, 20088 controls
- SEBI (Prohibition of Insider Trading) Regulations, 20158 controls
Corporate governance & fiduciary
- GFSC Finance Sector Code of Corporate Governance5 controls
- GFSC Fiduciary Rules and Guidance5 controls
- JFSC Code of Practice for Trust Company Business7 controls
- Isle of Man Financial Services Rule Book 20165 controls
- CIMA Rule and Statement of Guidance on Corporate Governance4 controls
- Guernsey Beneficial Ownership Regime3 controls
- AI Governance for US Broker-Dealers & Advisers8 controls
- SEBI (Listing Obligations and Disclosure Requirements) Regulations, 20158 controls
Investment & funds
- AIFMD (as amended by AIFMD II)6 controls
- UCITS Directive5 controls
- EMIR — European Market Infrastructure Regulation3 controls
- SFDR — Sustainable Finance Disclosure Regulation5 controls
- MiCA — Markets in Crypto-Assets Regulation4 controls
- Guernsey Protection of Investors Law & Collective Investment Scheme Rules4 controls
- JFSC Codes of Practice for Certified Funds and Fund Services Business4 controls
- Cayman Islands Mutual Funds Act & Private Funds Act5 controls
- US Investment Advisers Act of 1940 — Compliance Program Rule5 controls
- SEC Regulation S-P4 controls
- US Investment Advisers Act — Fiduciary Duty, Marketing & Disclosure9 controls
- SEC Regulation D & Accredited Investor Rules8 controls
- State Securities Regulation of Investment Advisers (NASAA)8 controls
- SEBI (Investment Advisers) Regulations, 20138 controls
- IFSCA (Fund Management) Regulations, 20258 controls
Insurance
Audit & assurance quality
- ISQM 1 — Quality management for firms8 controls
- ISQM 2 — Engagement quality reviews3 controls
- ISA 220 (Revised) — Quality management for an audit5 controls
- IESBA International Code of Ethics for Professional Accountants6 controls
- FRC Ethical Standard5 controls
- FRC Audit Firm Governance Code5 controls
- PCAOB QC 1000 — A Firm's System of Quality Control6 controls
- ISAE 3000 (Revised) — Assurance engagements other than audits4 controls
- Sarbanes-Oxley Act — Section 404 & COSO4 controls
Tax transparency & substance
Sustainability & ESG
Enable the regimes you answer to. Amoreg reads your library against them.
The Monitor suggests sources for the regimes its catalogue covers, and you can add any other publisher's pages as a monitor of your own. Inspector reads your library against each regime every week.