ISO 37301 — Compliance management systems
The certifiable standard for a compliance management system across all obligations.
- Issued by
- ISO
- Applies in
- Global standards
- Edition
- 2021
- Area
- Anti-bribery, fraud & corporate crime
What an assessor reads first.
The headline requirements in Amoreg’s catalogue, in the issuer’s own numbering where it has one. They are where a review starts, not a transcription of the text.
- 4.5Compliance obligations identified and kept currentPlanning
- 4.6Compliance risk assessmentPlanning
- 5.3Compliance function, roles and independenceLeadership
- 7.2Competence and trainingSupport
- 8.3Raising concernsOperation
- 9.1Monitoring, measurement and reportingEvaluation
How Amoreg keeps you on it.
Enable the ISO 37301 — Compliance management systems and add ISO’s pages as a monitor of your own. Every publication it records keeps its source, stage and date.
Inspector reads your policies against these 6 requirements every week and opens a finding wherever one falls short, citing the rule and drafting the fix. A person decides what is applied.
Each week
- Read ISO’s pages
- Check the library against 6 requirements
- Open findings with drafted fixes
- Wait for a person to decide
Policy does not yet set out: compliance obligations identified and kept current
- Rule
- ISO 37301 — Compliance management systems, 4.5
- Area
- Planning
- Proposed by
- Inspector
- Decided by
- A named person, once reviewed
The same ground, elsewhere.
- UK Bribery Act 2010The section 7 corporate offence and the six principles of adequate procedures.United Kingdom · 6 controls
- ECCTA 2023 — Failure to Prevent FraudThe corporate offence for large organisations under the Economic Crime and Corporate Transparency Act 2023 and the reasonable-procedures guidance.United Kingdom · 6 controls
- Criminal Finances Act 2017 — Failure to Prevent Facilitation of Tax EvasionThe corporate criminal offences for failing to prevent the facilitation of UK and foreign tax evasion.United Kingdom · 6 controls
- US Foreign Corrupt Practices ActAnti-bribery and books-and-records provisions, assessed against the DOJ's Evaluation of Corporate Compliance Programs.United States · 4 controls
- Modern Slavery Act 2015 — s.54 Transparency in Supply ChainsThe annual slavery and human trafficking statement for organisations with £36m+ turnover.United Kingdom · 4 controls
Also in Global standards
- FATF RecommendationsThe 40 Recommendations — the international standard every national AML/CFT/CPF regime is measured against.Global · 8 controls
- Wolfsberg Group StandardsIndustry standards for correspondent banking, the CBDDQ/FCCQ questionnaires and effectiveness-based AML programmes.Global · 4 controls
- ISO 37001 — Anti-bribery management systemsRequirements for establishing, implementing and improving an anti-bribery management system.Global · 6 controls
- ISO/IEC 27701 — Privacy information managementThe stand-alone PIMS standard (October 2025 edition), no longer dependent on ISO/IEC 27001.Global · 5 controls
- ISO/IEC 27001 — Information security managementThe certifiable ISMS standard; Annex A controls per ISO/IEC 27002:2022.Global · 9 controls
- ISO/IEC 27017 & 27018 — Cloud security and PII in the cloudCloud-specific control guidance and the code of practice for protecting PII in public clouds.Global · 4 controls
Questions
Does Amoreg watch for changes to the ISO 37301 — Compliance management systems?
Enable it and add the issuer’s pages as a monitor of your own. Every publication the Monitor records keeps its source, stage and date.
Can Amoreg check our policies against the ISO 37301 — Compliance management systems?
Yes. Inspector reads your library against its requirements every week and opens a finding, with the rule it cites and a proposed fix, wherever a policy falls short. A person decides what is applied.
Which edition does Amoreg use?
The catalogue records 2021. Editions were last verified in August 2026, and the Monitor records new publications as they appear.