Financial Conduct Authority
The Financial Conduct Authority regulates the conduct of UK financial services firms, and the prudential standards of the firms the PRA does not supervise.
- Jurisdiction
- United Kingdom
- Pages read
- 1
- Read
- Directly
- Regimes
- 8
What the Monitor reads, and what it keeps.
The Monitor reads FCA’s pages directly. Every publication it finds is recorded once, with its source address, its stage and its date, and assessed against the policies it touches.
Whether a publication applies to your firm is a person’s decision, recorded with their name.
A publication, start to finish
- Recorded with its source and stage
- Assessed against your library
- Findings opened where a policy falls short
- Applies to us? A person decides
- Sourcefca.org.uk/newsChecked for anything new since the last readWatched
- RegimeUK Operational Resilience (FCA SYSC 15A / PRA SS1/21)PS21/3 — fully in force 31 March 20255 controls
- RegimeUK Outsourcing & Third-Party Risk (SYSC 8 / PRA SS2/21)Current edition5 controls
- RegimeSenior Managers & Certification RegimeCurrent edition5 controls
Regimes from FCA.
- UK Operational Resilience (FCA SYSC 15A / PRA SS1/21)5 controls
- UK Outsourcing & Third-Party Risk (SYSC 8 / PRA SS2/21)5 controls
- Senior Managers & Certification Regime5 controls
- FCA Consumer Duty6 controls
- FCA Handbook — SYSC (Senior Management Arrangements, Systems and Controls)6 controls
- FCA Handbook — COBS (Conduct of Business)6 controls
- FCA Handbook — ICOBS (Insurance: Conduct of Business)5 controls
- FCA Sustainability Disclosure Requirements & investment labels4 controls