Framework
In Amoreg, the firm’s own way of organising itself to answer to one or more regimes, with its documents filed beneath it.
Regulation, framework, policy, procedure, evidence: a framework is the firm’s layer in that chain, answering “how have we organised ourselves to manage this?” rather than restating the external rulebook.
Publications roll up to frameworks through their regimes, and documents are filed under frameworks, so a change lands on the policies that answer to it.
Where the rules use it.
- ISO 37301 — Compliance management systemsThe certifiable standard for a compliance management system across all obligations.Global · 6 controls
- GFSC Finance Sector Code of Corporate GovernancePrinciples for the boards of all Guernsey licensees, with an annual confirmation of compliance.Guernsey · 5 controls