European Securities and Markets Authority
ESMA writes the technical standards and guidelines behind EU securities markets, funds and investment services.
- Jurisdiction
- European Union
- Pages read
- 1
- Read
- Directly
- Regimes
- 4
What the Monitor reads, and what it keeps.
The Monitor reads ESMA’s pages directly. Every publication it finds is recorded once, with its source address, its stage and its date, and assessed against the policies it touches.
Whether a publication applies to your firm is a person’s decision, recorded with their name.
A publication, start to finish
- Recorded with its source and stage
- Assessed against your library
- Findings opened where a policy falls short
- Applies to us? A person decides
- Sourceesma.europa.eu/press-news/esma-newsChecked for anything new since the last readWatched
- RegimeMiFID II / MiFIRDirective 2014/65/EU, as amended6 controls
- RegimeAIFMD (as amended by AIFMD II)2011/61/EU, as amended by AIFMD II (2024/927)6 controls
- RegimeUCITS DirectiveDirective 2009/65/EC, as amended5 controls